The Company’s securities currently are not subject to any restriction on trading in the AIM market.
Any securities issued in the future may not be sold, assigned, or transferred in the United States (i) unless the securities are issued pursuant to a registration statement that has been declared effective under the Securities Act of 1933, as amended (the “Securities Act”), and the transfer has been qualified under all applicable state securities laws or (ii) unless the securities are issued pursuant to an exemption from registration under the Securities Act and an exemption from applicable state securities laws.
|Exchange||United Kingdom: London Stock Exchange-AIM Market|
CUSIP: G36813106 ISIN: KYG36813069 Issued Shares (as of October 2017)
|Number of Securities in Issue||14,497,798,708|
|Number of Securities in Treasury||0|
|Percentage of shares not in public hands||18.95%|
As Frontera is not a company subject to United Kingdom Disclosure and Transparency Rules, it may not be able to ensure disclosure of interests of significant shareholders in line with AIM Rule 17.
|Steve C. Nicandros||11.8%|